Services
Packages Avaliable
Compliance Support
-Providing your Firm with effective Regulatory implementation plans in areas such as Product Governance, SMCR, Appointed Representative, Data Protection etc
-Review of your current Policies and Procedures, creative revision versions and/or creating new policy documents
-Produce and maintain horizon scanning documents (FCA /Regulatory research)
-Building or improving existing frameworks such as complaints, financial crime etc
-Production of MI at Committee/or Board level for any of your workstreams
-Terms of business Agreement ,review ,annotate and amending .
-Insurance Agency Questionnaires
-Ongoing Adhoc and Compliance advisory services for your firm
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Legal Support
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-Compliance review for NDAs, Commercial contracts, Terms of Business Agreement, AR&IAR Agreements, SLAs
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-Drafting, editing and proofreading for templates and legal documentation
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Company Secterial & Due Diligence
Conducting searches, client checks, Company searches,
-Maintaing and updating client information for electronic files
Managing KYC requests & Due Diligence requests
-Financial crime risk assessment
Legal entity amendments /Companies house regulatory filing
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